providing customized compliance solutions
Over 20 years of industry experience
Certified Anti-Money Laundering Specialists (CAMS)
Certified Anti-Money Laundering Specialists (CAMS)
We are actively involved in all services offered by CSG, including conducting AML Independent Testing, drafting written supervisory procedures, broker-dealer registrations, on-going compliance assistance, and customer service.
Certified Anti-Money Laundering Specialists (CAMS)
Certified Anti-Money Laundering Specialists (CAMS)
Certified Anti-Money Laundering Specialists (CAMS)
We hold the Series 7, 24, 28, 66, 79 FINRA qualifications and achieved the professional designation of Certified Anti-Money Laundering Specialist (CAMS) from the prestigious Association of Anti-Money Laundering Specialists (ACAMS®).
Comprehensive Auditing
Certified Anti-Money Laundering Specialists (CAMS)
Comprehensive Auditing
We conduct comprehensive audits for state and SEC registered investment advisers, investment adviser registrations, ongoing compliance assistance, the drafting of compliance procedures and advertising and marketing creation and reviews.
about Compliance Solutions Group llc
Expert Level Professional Services
Compliance Solutions Group, LLC (“CSG”) is a leader in the industry and has a reputation for providing superior dedicated service with proven results. CSG will partner with you to design customized solutions that meet your compliance needs, which can provide your organization with additional benefits such as lower overhead costs and easy access to highly experienced compliance professionals.
CSG consultants hold industry-specific registrations and specialized certifications that demonstrate expertise.
Whether you are a start-up group in need of registration services, an established firm interested in outsourcing some or all compliance functions, or a compliance professional in need of another set of eyes, CSG can help.
