Let us work for you!
solutions we offer
AML Independent Testing
Broker-Dealer Registration
Broker-Dealer Compliance
Let CSG help you find and fix any weaknesses before the regulators do!
Broker-Dealer Compliance
Broker-Dealer Registration
Broker-Dealer Compliance
Whether it is a specific project or the outsourcing of the Chief Compliance Officer or FINOP Responsibilities, CSG is here to help.
Broker-Dealer Registration
Broker-Dealer Registration
Broker-Dealer Registration
CSG can handle as little or as much of this process as you need.
FINOP / Accounting
RIA Registration & Compliance
Broker-Dealer Registration
CGS consultants may act as a Firm’s FINOP or just as a service provider under the Firm’s FINOP.
Municipal Advisor
RIA Registration & Compliance
RIA Registration & Compliance
CSG has the expertise and experience needed to keep this extremely complex process organized and efficient for you.
RIA Registration & Compliance
RIA Registration & Compliance
RIA Registration & Compliance
CSG can handle as little or as much as you need.